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Jobs: Compliance / Legal, UK
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Compliance / Regulatory, In-house Legal, Other
London, Channel Islands, Edinburgh, South West
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1-30 of 108 Jobs Company Location Date
Risk Analyst - Asset Management - Investment Management - London/City
Saul & Partners
Salary: Up to £50K + Bonus + Bene...
UK-London 12 Oct
Risk Analyst required by top tier Asset Management firm in the heart of the City.
Business Analyst - MiFID - London City
Saul & Partners
Salary: Up to £40K
UK-London 12 Oct
Our Advisory Consultancy client is now looking for a Business Analyst to join a small team of IT srategist/facilitators with...
Process Analyst
Hamilton Caine
Salary: Excellent depending on pr...
UK-London 10 Oct
An expanding department within a stable global financial institution is looking for process analysts to join their team.
Senior Auditor
Hamilton Caine
Salary: £38,000 - £48,000
UK-London 10 Oct
A major insurance house is looking for three Senior Auditors to join its team.
Compliance & Risk Monitoring Specialist
Not Disclosed
Salary: Competitive
UK-London 10 Oct
An exciting opportunity has arisen to join our Wealth Management Risk & Compliance Monitoring team
Compliance officer with German language skills
Not Disclosed
Salary: £ 45000
UK-London 10 Oct
This is a challenging opportunity to join a leading international bank as a Compliance Officer.
Anti Money Laundering/ KYC Analyst
Fennemore Banks Search &...
Salary: £32,000 - £36,000
UK-London 10 Oct
A global leader in alternative investment management is looking to employ an Anti Money Laundering (AML) Analyst to join its...
Compliance Advisory Team Manager
Jonathan Wren
Salary: up to £80k
UK-London 10 Oct
This is an excellent opportunity to join the Compliance Advisory Team in a large financial institution, with 2 direct reports...
Asset Servicing Compliance Consultant
Not Disclosed
Salary: £Highly Competitive
UK-London 10 Oct
Tremendous opening within world-class organisation
Quantitative Compliance Analyst Hedge Fund
Not Disclosed
Salary: up to £45,000
UK-London 10 Oct
One of the cities most prestigious and successful hedge funds are currently looking for a compliance analyst to provide quant...
Senior Compliance Manager - Fixed Income
Joslin Rowe Compliance
Salary: Excellent
UK-London 10 Oct
We are seeking a senior manager for a highly challenging and responsible role within a leading provider of financial services...
Legal Officer - Investment Management
Joslin Rowe Compliance
Salary: Excellent
UK-London 10 Oct
An experienced legal/compliance professional is sought for the role of Business Lawyer at one of the world’s largest fund man...
Compliance Surveillance Officer
Joslin Rowe Compliance
Salary: Excellent
UK-London 10 Oct
A high-calibre, extensively-experienced Compliance Surveillance professional is required for an Assistant Vice President role...
Compliance Monitoring Specialist
Hudson Banking
Salary: £40001-80000
UK-London 10 Oct
Our client is a global wealth management firm who provide tailored and innovative solutions to their discerning customer base...
Corporate Security EMEA - Operations - VP
Credit Suisse
Salary: not disclosed
UK-London 10 Oct
See job description below
Legal & Risk Associate, Leading Mid-Market Investor, London
Private Equity Recruitmen...
Salary: Competitive
UK-London 10 Oct
The opportunity: This is a rare opportunity to join a leading Private Equity Fund as a legal and risk professional
Compliance Director
Marshall Warburton
Salary: Highly competitive
UK-London 10 Oct
Our client is a leading UK and European bank currently looking for a senior member to join the team and act as the lead compl...
Compliance Officer
Marshall Warburton
Salary: Highly competitive
UK-London 10 Oct
A new position has arisen in the market with our client, a leading prominent financial services group, to join their complian...
Compliance Officer - Asset Management
Morgan McKinley
Salary: Competitive
UK-London 10 Oct
A small Asset Management company is looking for an experienced compliance officer to head up the compliance function in Londo...
Compliance VP
BlackRock Investment Mana...
Salary: Competitive
UK-London 10 Oct
BlackRock® (NYSE: BLK), is a premier provider of global investment management, risk management and advisory services to insti...
Lawyer - Non US Funds Team
BlackRock Investment Mana...
Salary: Competitive
UK-London 10 Oct
BlackRock® (NYSE: BLK), is a premier provider of global investment management, risk management and advisory services to insti...
Regulatory Reporting Manager
Michael Page
Salary: 65000
UK-London 10 Oct
MAIN PURPOSE OF THE ROLE:
To be responsible for all Regulatory Reporting for the UK Bank
DUTIES AND RESPONSIBILITIE...
Recoveries and Litigation Expert Required for Leading European Bank
Healy Hunt
Salary: Up to £70k basic salary +...
UK-London 09 Oct
Our client, a leading European Bank, requires two senior managers for their recoveries and litigation team based in London. T...
Financial Accountant
Hays City
Salary: £0-40000
UK-South East 09 Oct
Financial Accountant role in Slough
Front Office Risk Specialist
Aston Carter
Salary: 45000
UK-London 09 Oct
This sucessful Investment Management firm are looking for a Risk specialist with excellent fixed income and commodities knowl...
Senior Compliance Professional
Not Disclosed
Salary: Competitive
UK-London 09 Oct
A pioneering information-services company delivering frontline industry insights to clients in PE/VC and Hedge Funds is seeki...
Funds Lawyer - Southampton
Morgan McKinley
Salary: COMPETITIVE
UK-South West 09 Oct
A well-respected investment management firm is looking for a Funds lawyer for its Southampton office.
Legal Adviser (Deputy Head) – In-House - International Banking Group
Pemberton Search
Salary: to £90,000 + Annual Bonus...
UK-London 09 Oct
European arm of a leading Middle East banking Group is looking to hire a qualified solicitor to be based in London and act as...
Manager / Senior Manager: Financial Services Regulatory Practice - Compliance - Insurance (LONDON)
Hanover Search and Select...
Salary: Excellent Package
UK-London 09 Oct
* Outstanding opportunity to join a world-class leading financial services regulatory team *
Administrative Control Officer (Wealth Management)
Not Disclosed
Salary: £60K - £65K plus benefits
UK-London 09 Oct
Administrative Control Officer required for world leading Wealth Management organisation. You will be a management-level mem...
Jobs: Compliance / Legal, UK (1-30 of 108 Jobs)